Legal

Disclosure Information

Mariner, LLC ("Mariner") is an SEC registered investment adviser. Registration of an investment advisor does not imply a certain level of skill or training. Mariner is in compliance with the current notice filing requirements imposed upon SEC registered investment advisers by those states in which Mariner maintains clients. Mariner may only transact business in those states in which it is notice filed or qualifies for an exemption or exclusion from notice filing requirements. Any subsequent, direct communication by Mariner with a prospective client shall be conducted by a representative that is either registered or qualifies for an exemption or exclusion from registration in the state where the prospective client resides.

This website is limited to the dissemination of general information pertaining to investment advisory/management services provided by Mariner. The information contained herein should not be construed as personalized investment, legal, tax or insurance advice and should not be considered as a solicitation to buy or sell any security or engage in a particular investment strategy. There is no guarantee that the views and opinions expressed in this guide will come to pass.

Alternative investments encompass a broad array of strategies, each with its own unique return and risk characteristics that must be considered on a case-specific basis. 

Certain of our representatives are licensed insurance agents with affiliated companies and in such capacity may recommend on a fully disclosed basis the purchase of certain insurance-related products. These individuals are compensated for the sale of these insurance-related products. The recommendation by a representative of Mariner that a client purchase an insurance commission product presents a conflict of interest, as the receipt of commission may provide an incentive to recommend investment products based on commissions received, rather than on a particular client’s need.  No client is under any obligation to purchase any commission products from a representative of Mariner.  Clients are reminded that they may purchase insurance products recommended by Mariner through other, non-affiliated insurance agents.  

For additional information about Mariner or its subsidiaries and affiliates, including fees, services provided, please contact us or refer to the Investment Adviser Public Disclosure website. Please read the disclosure statement carefully before you invest or send money or, you may read our Form ADV.

Securities offered through MSEC, Member FINRA /SIPC. 

Terms of Use

These "Terms of Use" set forth the terms and conditions that apply to your use of www.marinerretirement.com (the "website"). By using the website (other than to read this page for the first time), you agree to comply with all of the Terms of Use set forth herein. The right to use the website is personal to you and is not transferable to any other person or entity.

Copyrights and Trademarks
A. No person is authorized to use, copy or distribute any portion of the website, including related graphics.

B. Mariner and other trademarks and/or service marks (including logos and designs) found on the Web Site are trademarks/service marks that identify Mariner and the goods and/or services provided by Mariner. Such marks may not be used under any circumstances without the prior written authorization of Mariner.

Links to Third-Party Websites - Mariner may provide hyperlinks to third-party websites as a convenience to users of the website. Mariner does not control third-party websites and is not responsible for the contents of any linked-to, third-party websites or any hyperlink in a linked-to website. Mariner does not endorse, recommend or approve any third-party website hyperlinked from the website. Mariner will have no liability to any entity for the content or use of the content available through such hyperlink.

No Representations or Warranties; Limitations on Liability - The information and materials on the website could include technical inaccuracies or typographical errors. Changes are periodically made to the information contained herein. Mariner MAKES NO REPRESENTATIONS OR WARRANTIES WITH RESPECT TO ANY INFORMATION, MATERIALS OR GRAPHICS ON THE WEBSITE, ALL OF WHICH IS PROVIDED ON A STRICTLY "AS IS" BASIS, WITHOUT WARRANTY OF ANY KIND AND HEREBY EXPRESSLY DISCLAIMS ALL WARRANTIES WITH REGARD TO ANY INFORMATION, MATERIALS OR GRAPHICS ON THE WEB SITE, INCLUDING ALL IMPLIED WARRANTIES OF MERCHANTABILITY, FITNESS FOR A PARTICULAR PURPOSE AND NON-INFRINGEMENT. UNDER NO CIRCUMSTANCES SHALL THE SITE OWNER OR PUBLISHER BE LIABLE UNDER ANY THEORY OF RECOVERY, AT LAW OR IN EQUITY, FOR ANY DAMAGES, INCLUDING WITHOUT LIMITATION, SPECIAL, DIRECT, INCIDENTAL, CONSEQUENTIAL OR PUNITIVE DAMAGES (INCLUDING, BUT NOT LIMITED TO LOSS OF USE OR LOST PROFITS), ARISING OUT OF OR IN ANY MANNER CONNECTED WITH THE USE OF INFORMATION OR SERVICES, OR THE FAILURE TO PROVIDE INFORMATION OR SERVICES, FROM THE WEBSITE.